| HL Camp & Company |
| Program Trading Research® |
|
What
about your firm and the SEC? In July 1995, H.L. Camp sold H.L. Camp & Company, Inc., a Tennessee corporation and a registered Broker/Dealer (NASD #17005) with the United States Securities and Exchange Commission (SEC) and the National Association of Securities Dealers, Inc. (NASD), to Bernard Zelenka of Shelbyville, TN, doing business as Summit Financial, Inc. In August 1995, H.L. Camp discovered some irregularities in a few customer statements of his former firm. H.L. Camp reported these irregularities to the NASD District 6 office in New Orleans, and to the SEC in Atlanta. The NASD investigated the irregularities and the SEC closed Bernard Zelenka and Summit Financial. A copy of the court order is available for you to read by clicking here: http://edgar.sec.gov/litigation/litreleases/lr15489.txt Obviously these activities by Zelenka had nothing to do with H.L. Camp or our firm. However, the fact still remains that Zelenka used our name with his illegal activities. And that is an great embarrassment to us. If you would like further information regarding the above mentioned action by the SEC and the NASD, please email us your requests and we will forward to you the names of the individuals involved that represented the regulatory agencies in this case for reference. |
|
© Copyright 1996 HL Camp & Company Palm Beach USA All Rights Reserved |