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Frequently Asked Questions

What about your firm and the SEC?
"Ok, I'm convinced that you guys know what you're doing.  So I went to the internet to check you out.   I got a report off of a search engine listing the SEC.   What is that all about?"

In July of 1995, H.L. Camp sold his stock in HL Camp & Company a Tennessee corporation and a registered Broker/Dealer (NASD #17005) with the United States Securities and Exchange Commission (SEC) and the National Association of Securities Dealers, Inc. (NASD), to Bernard Zelenka of Shelbyville, TN, doing business as Summit Financial, Inc.  In August 1995, Hank discovered huge irregularities in 28 customer accounts of his former firm.  Hank immediately reported these irregularities to the NASD District 6 office in New Orleans, and to the SEC regional off in Atlanta.  The NASD investigated the irregularities immediately and the SEC closed Bernard Zelenka and Summit Financial promptly.  A copy of the court order is available for you to read by clicking on this link:

 http://www.sec.gov/litigation/admin/3438178.txt

Obviously these activities by Bernard Zelenka had nothing to do with Hank personally or our firm.  However, the fact still remains that Zelenka used the HL Camp name with his illegal activities.  And that is an great embarrassment to us.  If you would like further information regarding the above mentioned action by the SEC and the NASD, please email us your requests and we will forward to you the names of the individuals involved that represented the regulatory agencies in this case for reference.

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