What
about your firm and the SEC?
"Ok, I'm
convinced that you guys know what you're doing. So I went to the
internet to check out HL Camp & Co. I got a report off
of a search engine listing the Securities & Exchange Commission
too. What is that all about?"
In July 1995, H.L. Camp sold
H.L. Camp & Company, Inc., a Tennessee corporation
and a registered Broker/Dealer (NASD #17005) with the United States
Securities and Exchange Commission (SEC) and the National Association of
Securities Dealers, Inc. (NASD), to Bernard Zelenka of Shelbyville, TN,
doing business as Summit Financial, Inc. In August 1995, H.L.
Camp discovered some irregularities in a few customer statements
of his former firm. H.L. Camp reported these irregularities to the
NASD District 6 office in New Orleans, and to the SEC in Atlanta.
The NASD investigated the irregularities and the SEC closed Bernard
Zelenka and Summit Financial. A copy of the court order is
available for you to read by clicking here:
http://edgar.sec.gov/litigation/litreleases/lr15489.txt
Obviously these activities by
Zelenka had nothing to do with H.L. Camp or our firm. However, the
fact still remains that Zelenka used our name with his illegal
activities. And that is an great embarrassment to us. If you
would like further information regarding the above mentioned action by
the SEC and the NASD, please email us your requests and we will forward
to you the names of the individuals involved that represented the
regulatory agencies in this case for reference.